Monthly Archives: August 2012

SEC Releases Proposed Regs for Rule 506 Advertising – Bruce E. Methven

SEC Releases Proposed Regs for Rule 506 Advertising – Bruce E. Methven Today (August 29, 2012) the Securities & Exchange Commission (SEC) released its long-awaited proposed regulations for public advertising of Rule 506 offerings.  This is pursuant to the JOBS … Continue reading

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Keeping Two Offerings from Being One Illegal One – Bruce E. Methven

If a company makes two securities offerings too close together, the securities regulators may consider the two offerings “integrated”, meaning two parts of a single offering. That can violate the requirements of the securities exemptions being used, making the offerings … Continue reading

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Update on the JOBS Act – Bruce E. Methven

This is a brief update on the status of the JOBS Act. The SEC has said that it will have the regulations for public advertising of Rule 506 offerings out by the end of the summer. It has also said … Continue reading

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