Monthly Archives: March 2012

When making an offer to potential investors, the company wants to choose the securities exemption (offering type) that best fits its needs. Each exemption has pros and cons. The key questions are 1) Where are potential investors located? 2) What … Continue reading →

When raising money, it’s crucial to know what advertising and communications are allowed – and what is not.  This depends on what securities exemption is being used for the offering.  Many securities exemptions – including Rule 506 and the California … Continue reading →