Monthly Archives: December 2012

New Requirements Re California Investors

Companies that are planning an offering with California investors should be aware of a new California bill that takes effect on January 1, 2013, Senate Bill 978. Information to Be Provided When There Are Non-Accredited Investors One provision of SB … Continue reading

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Using Finders to Locate Investors – Bruce E. Methven

A number of years ago the SEC effectively banned the use of finders to locate investors for securities offerings that cross state lines. Still, a few states allow finders for their intrastate offerings (offerings made entirely within that state). California … Continue reading

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